Regulatory Compliance Manager

Regulatory Compliance Manager

We are currently working with a bank in London working on enhancing and improving upon their existing Compliance function from the perspective of their Regulatory Compliance and Compliance Advisory capabilities.

Candidates who are well versed with trade and transaction reporting with experience working with regulations such as such as MiFID and EMIR are welcome to apply.

Previous experience within Financial Services firms is appealing as this role will require the role-holder to identify and advise on Financial Conduct-related risks.

The role-holder will play a crucial part in ensuring the adherence to regulatory requirements and the development of a robust compliance framework. If you possess exceptional analytical skills, attention to detail, and a passion for maintaining the highest standards of compliance, this opportunity is perfect for you.

As a Regulatory Compliance Manager, your main activities will revolve around assisting in the development and annual planning of the Compliance Monitoring Plan, horizon scanning as well as making ongoing adjustments to avoid any breaches in policy or deviation from external regulatory guidance.

You will have the opportunity to independently scope and plan all assigned reviews, executing them in a timely and thorough manner while following Compliance Monitoring procedures. Your ability to clearly and concisely document testing outcomes will be crucial, ensuring that they are re-performable and adhere to Compliance Monitoring conventions.

This role involves assuming a key position acting as a communicator between both the Heads of Compliance department and rest of the business.

This permanent role affords individuals the chance to join a dynamic and collaborative team within an internationally reputable organisation.

To explore this opportunity further, please submit your CV to this advertisement and a member of Venn Group’s Financial Services team will be in touch.